Our Approach
Simplifying Business, Strengthening Relationships
As a leading broker-dealer in the insurance industry, Simplicity Investments provides the best solutions possible to meet clients’ needs through our commitment to education, value and partnership.
We also offer:
- Flexible Cost Structures
- Unparalleled Expertise
Everything we do is centered around providing superior experience for our financial professionals, wholesale organizations, and industry partners.
The Pillars of Our Work
Partner-Focused Design:
Our partner-focused structure is designed to support you with a thoughtful and collaborative approach to compliance and business processing.
Personalized Support:
High-touch transition assistance and new business services from a dedicated team that understands the insurance and advisory business, reinforced by a robust technology platform for ease-of-use.
Competitive Payouts:
Transparent compensation options designed to maximize earnings while supporting long-term growth, including an agency payment method for insurance-based business, and no production requirements.
Flexible Cost Structure:
Simple cost and payout structure, complemented by an easy-to-use online business submission platform. We have a flat quarterly fee structure that is all-encompassing of our complete offering: Regulatory oversight, state-of-the-art technology platform, E&O, business processing, marketing support, and much more.
Unparalleled Expertise and Accessibility:
With three decades of experience, we excel in an evolving and competitive marketplace, and our friendly, professional staff is ready to address any need you may have.
Ease of Doing Business:
Proprietary technology stack facilitates the transfer of existing business and the submission of new business. This is done via paperless processing through our cloud-based technology system, and complemented by our learning platform, AccessPoint.
We also offer a dedicated transition team to assist you in re-papering your book of business.
Ready to get started?
Contact Us
The Pillars of Our Work
Partner-Focused Design:
Our partner-focused structure is designed to support you with a thoughtful and collaborative approach to compliance and business processing.
Personalized Support:
High-touch transition assistance and new business services from a dedicated team that understands the insurance and advisory business, reinforced by a robust technology platform for ease-of-use.
Competitive Payouts:
Transparent compensation options designed to maximize earnings while supporting long-term growth, including an agency payment method for insurance-based business, and no production requirements.
Flexible Cost Structure:
Simple cost and payout structure, complemented by an easy-to-use online business submission platform. We have a flat quarterly fee structure that is all-encompassing of our complete offering: Regulatory oversight, state-of-the-art technology platform, E&O, business processing, marketing support, and much more.
Unparalleled Expertise and Accessibility:
With three decades of experience, we excel in an evolving and competitive marketplace, and our friendly, professional staff is ready to address any need you may have.
Ease of Doing Business:
Proprietary technology stack facilitates the transfer of existing business and the submission of new business. This is done via paperless processing through our cloud-based technology system, and complemented by our learning platform, Access Point.
We also offer a dedicated transition team to assist you in re-papering your book of business.
Our guiding principles inform everything we do.
Education
Empowering consumers to achieve their financial goals through an educational approach to investment opportunities and risks, and the maximization of accumulation and protection strategies.
Value
Delivering leading financial products that meet the holistic financial planning objectives.
Partnership
An unwavering commitment to building mutually-beneficial relationships that underpin long-term partnership success.
